Bates Group Helps You Meet Regulatory Challenges

Bates Group is a leading financial services consulting firm, providing expertise in the areas of AML and Financial Crimes, Compliance, Risk, Litigation, Regulatory and Internal Investigations, Remediation, as well as services in litigation consultation and expert testimony. Bates offers subject matter expertise, consulting services and, through Innova Learning, customized training to financial services industry companies and the legal counsel who serve them—including banks, brokerages, registered investment advisors, and insurance companies.

We are a practitioner-led firm offering the nation’s leading financial industry experts, consisting of former regulators, top lawyers and professionals from tier-1 financial institutions, former Chief AML Officers, Chief Compliance Officers, Risk Management, Data and Technology experts.

Our senior professionals have 20-plus years of experience and can develop solutions to problems in a timely and efficient manner to address regulatory requirements and expectations.

For more information, please visit us at batesgroup.com or contact Dennis Greenberg, Managing Director, Bates AML & Financial Crimes at or 914-588-3965.